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Operational Risk Business Coverage, Vice President － Legal and Compliance Division's Operational Risk Department
年収：800万 ～ 5000万
採用企業案件
モルガン・スタンレー・グループ株式会社
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- 会社規模501-5000人
- 証券
| 部署・役職名 | Operational Risk Business Coverage, Vice President － Legal and Compliance Division's Operational Risk Department |
|---|---|
| 職種 | |
| 業種 | |
| 勤務地 | |
| 仕事内容 |
【DESCRIPTION】 ・About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm’s employees serve clients worldwide including corporations, governments, institutions and individuals. ・About the Division The Firm has a robust Operational Risk Management Framework designed to identify and assess significant operational risks and ensure appropriate mitigation actions are undertaken. The Framework is deployed across Business Units, Infrastructure Groups and Control Functions globally. The Framework is based upon a Three Lines of Defence model within which ORD operates as Second Line of Defence, providing independent oversight and challenge to the management of operational risk across the Firm. ・About the Role The role will reside within the Legal and Compliance Division's Operational Risk Department. Operational Risk refers to the risk of financial or other loss, or potential damage to a firm's reputation, resulting from inadequate or failed internal processes, people, systems, or from external events (e.g., transactional error, fraud, cyber attack, etc.) impacting the full scope of its business activities, including revenue-generating activities and infrastructure groups. Given the nature and breadth of operational risk, operational risks are managed at multiple levels e.g., Firmwide, as well as Regional, Business Unit, Infrastructure Group, Control Function and Legal Entity. We are looking for a senior talent to join the Japan Operational Risk Coverage team, with coverage responsibilities for Japan businesses as well as a focus on Fixed Income division across Asia. The role will be based in Tokyo reporting to the Head of Japan Operational Risk and co-reporting to Head of Asia Operational Risk Coverage in Hong Kong. ・Key Responsibilities Enhance / build solid client relationships with key individuals relevant to designated coverage responsibilities. Develop in-depth understanding of the business and operational risks within designated coverage areas. Assist the divisions in highlighting their Key Operational Risks and management of risk levels against designated risk tolerance limits at a divisional and Firm level. Carry out deep dives into material operational risk events (internal and external) and analyses of thematic and emerging operational risks. Assist in the enhancement of the Operational Risk programme and embedding of the framework and standards. Assist in reporting to Boards and Committees. |
| 労働条件 |
PRIMARY LOCATION: Japan-Japan-Japan-Tokyo |
| 応募資格 |
【必須（MUST）】 Candidate should have a minimum of 7 years of relevant working experience, having worked directly in Sales & Trading functions or a supporting infrastructure unit.Native Japanese speaker / fluency in English Confidence to take ideas forward and to challenge the 1st line. Proven ability to anticipate and identify risks and effective mitigants. Strong organizational skills with the ability to multitask and prioritize; ability to work under pressure and against tight deadlines. Ability to communicate in concise and precise manner. Ability to work in a team environment, build and maintain a network of stakeholders throughout the firm. 【歓迎（WANT）】 Good understanding of banking regulation, especially relating to operational risk management is highly desirable.Prior experience in risk management, or other risk/control-based roles is preferred. |
| 受動喫煙対策 | 屋内禁煙 |
| 更新日 | 2024/05/23 |
| 求人番号 | 3556709 |
採用企業情報
- モルガン・スタンレー・グループ株式会社
-
- 会社規模501-5000人
- 証券
-
会社概要
Morgan Stanley’s leading position in Japan’s financial markets reflects 40 years of client focus, innovation and the continuous pursuit of excellence. With more than 1,300 people in Japan, Morgan Stanley is one of the largest and most active foreign financial firms in the Japanese market. We are a preeminent provider of investment banking, sales & trading, real estate and investment management products and services.
Organization Overview:
Voting Interest
Morgan Stanley:Mitsubishi UFJ Financial Group = 51%:49%
Organization Diagram
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