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部署・役職名 | Central Risk Team Analyst/Associate |
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職種 | |
業種 | |
勤務地 | |
仕事内容 |
The Institutional Securities Group (ISG) Central Risk Team (CRT) provides oversight of regulatory and firm requirements for supervision, Surveillance by performing in-depth assessments and implementing consistent programmatic coverage globally for Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets (GCM) and Research divisions. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the firm, as well as adherence to internal standards, controls and policies. CRT members are part of the wider Non-Financial Risk organization within the firm’s structure. The CRT team fulfills a front office Supervision role as the first line of defense. The scope includes escalation, oversight, project execution, control ownership and own many division-wide audit and regulatory issues. CRT employees act as a delegate for supervisors and other business owners. CRT is looking for an analyst to support the day-to-day tasks as applicable. Key Roles and Responsibilities · Servicing the ISG divisions to apply the risk control framework. · Reviewing surveillance reports/system and following escalation procedures. This is inclusive of communication reviews. · Providing local support and oversight of outsourced processes and ensuring data accuracy for population management. · Ability to build strong relationships with Business, Compliance and Technology stakeholders across the region to drive continuous improvement on Risk governance. · Promote risk education and awareness and provide management summaries as appropriate |
応募資格 |
【必須(MUST)】 · Backgrounds with Risk Management, Compliance, Finance or IT 3+ years of experience in managing risk in the divisions mentioned.· Knowledge of any one of the mentioned ISG businesses and their products. · Excellent verbal and written skills in English and Japanese with the ability to create quality written procedures that are clear and comprehensive. · Strong analytic and problem solving/process improvement skills; ability to learn quickly and solve poorly defined problems · Outstanding interpersonal skills with the ability to work effectively with all levels of the organization with excellent influencing and negotiation skills. · Strong organizational skills and an ability to manage multiple demands and changing priorities. · General awareness of system design and backend interaction. 【歓迎(WANT)】 · Strong Excel skills; coding capabilities (Macro’s, VBA etc.) is advantageous.· Additional language advantageous e.g. Mandarin · General interest/awareness of regulations and the banking governing bodies. |
受動喫煙対策 | 屋内禁煙 |
更新日 | 2024/04/12 |
求人番号 | 3442441 |
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