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Compliance Testing Professional, Director
年収：800万 ～ 5000万
採用企業案件
モルガン・スタンレー・グループ株式会社
-
- 会社規模501-5000人
- 証券
| 部署・役職名 | Compliance Testing Professional, Director |
|---|---|
| 職種 | |
| 業種 | |
| 勤務地 | |
| 仕事内容 |
We are a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm’s employees serve clients worldwide including corporations, governments, institutions and individuals. 【Key Responsibilities】 Provide day to day oversight over Support the Japan and Asia audit team in performing risk assessments/ planning/ execution and reporting of regional and global audits Participate in the planning of audits to include identification and evaluation of objectives/ inherent risks and controls. Perform regular audit testing and provide recommendations on how to improve internal controls and governance processes Meet with key stakeholders both within and outside IAD/ and attend working groups and committees/ as part of continuous monitoring activities Develop a strong understanding of business and system processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions |
| 労働条件 |
PRIMARY LOCATION:Japan-Tokyo |
| 応募資格 |
【必須（MUST）】 The successful candidate should have the following experience and qualifications:7 to 10 years or more of relevant experience in Audit or 1st and 2nd line of defense control or support functions (e.g. risk management/ valuation control/ strategists etc.) in institutional securities and capital markets/ with solid knowledge in wholesale banking business and activities/ trading and banking products and risk management processes In-depth knowledge in the risk management domain/ e.g. market risk/ credit risk/ operational risk/ liquidity risk or model risk/ and keeps informed of financial market insights/ current affairs across the Asia region and regulatory developments relating to risk management Demonstrates critical thinking/ strong risk and control mindset/ good project management skill/ strong analytical and problem-solving skills with the drive to develop independent viewpoint and innovative ideas Self-initiated and a proven team player in collaboration and supporting team members Fluency in English communication skill is essential and Japanese language skill is preferred but not mandatory 【歓迎（WANT）】 Candidate with experience in developing or using Data Analytic tools and techniques will have added advantageUniversity bachelor/ post graduate degree or relevant professional qualifications (e.g. CIA/ CFA/ CPA/ FRM etc.) |
| 受動喫煙対策 | 屋内禁煙 |
| 更新日 | 2024/04/04 |
| 求人番号 | 3076535 |
採用企業情報
- モルガン・スタンレー・グループ株式会社
-
- 会社規模501-5000人
- 証券
-
会社概要
Morgan Stanley’s leading position in Japan’s financial markets reflects 40 years of client focus, innovation and the continuous pursuit of excellence. With more than 1,300 people in Japan, Morgan Stanley is one of the largest and most active foreign financial firms in the Japanese market. We are a preeminent provider of investment banking, sales & trading, real estate and investment management products and services.
Organization Overview:
Voting Interest
Morgan Stanley:Mitsubishi UFJ Financial Group = 51%:49%
Organization Diagram
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