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Transaction Reporting, Director/Associate
年収：800万 ～ 5000万
採用企業案件
特集求人
本求人は、「プレミアムステージ」をご利用でなくても、ビズリーチ会員であればどなたでも閲覧、応募が可能です。
モルガン・スタンレー・グループ株式会社
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- 会社規模501-5000人
- 証券
| 部署・役職名 | Transaction Reporting, Director/Associate |
|---|---|
| 職種 | |
| 業種 | |
| 勤務地 | |
| 仕事内容 |
About the Company Morgan Stanley is a leading global financial services Firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 747 offices in 42 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Job Details Japan Operations Risk and Regulatory Control (ORRC) team is responsible for Disclosure of Interest, Client Asset Segregation and Transaction Reporting. Our goal is to ensure the establishment of effective industry leading controls through structured risk identification and the proactive review of global Operations processes. ORRC performs complex, multi-product regulatory reporting and ensures the appropriate guardianship of client assets. The team is also an interface between Operations, Regulators, internal and external Auditors, and Legal and Compliance. Transaction Reporting (TR) team is responsible for creating, verifying, and submitting regulators reports to Japan regulators such as FSA, BOJ, JSDA, etc., assessing the impact to those regulatory reports due to market changes or in-house system changes, and implementing necessary changes to the reporting system and procedure so that the Firm will comply with regulations. The team also provides oversight to Legal Ledgers across all products in Operations. This role is a business-critical control role required to provide coverage across all ORRC functions and regulatory reporting obligations, as well as to reduce the risk of regulatory breaches across the full suite of ORRC functions This role requires partnering with Legal and Compliance to learn local regulatory requirements, Technology to understand the system architectures, and other Operations teams to conduct business analysis on any changes or new requirements to regulations that would require change management in the existing operations from front to back. The individual will be assigned to one of the above 3 teams however will have exposure to all 3 functions in order to carry out critical processes in case Tokyo team is not accessible. |
| 応募資格 |
【必須（MUST）】 Skills Required• Excellent verbal and written communication skills in English and Japanese (ability to communicate properly with Regulators in Japan) • Self-motivated with positive working attitude • Work and contribute as a team • Be adaptable to changes and new challenges • Good interpersonal skills and good communication skills, able to interact and communicate openly and effectively across cultural and hierarchical lines within the Firm • Ability to identify problems as they arise and understand when they need to be escalated • Ability to apply lessons learned to parallel situations • Adaptable and flexible to changes and new challenges • Keen to learn new skill sets and does so quickly • Ability to assess and develop own expertise by her/him-self • Demonstrates excellent attention to detail when analysing or interpreting data • Ability to prioritize own tasks • Advanced Excel skill (ability to write formulas like vlookup/sumif and utilize pivot table) • Ability to read and understand Japan regulations (FIEL, etc.) Skills Preferred • Knowledge of Japan regulations (FIEL, etc.), Japan regulatory reporting and legal ledger. • Financial Product knowledge and Operations experience • Technology related project experience • Proficiency in Microsoft Word, Access and PowerPoint |
| 受動喫煙対策 | 対策なし |
| 更新日 | 2025/06/12 |
| 求人番号 | 4922602 |
採用企業情報
- モルガン・スタンレー・グループ株式会社
-
- 会社規模501-5000人
- 証券
-
会社概要
Morgan Stanley’s leading position in Japan’s financial markets reflects 40 years of client focus, innovation and the continuous pursuit of excellence. With more than 1,300 people in Japan, Morgan Stanley is one of the largest and most active foreign financial firms in the Japanese market. We are a preeminent provider of investment banking, sales & trading, real estate and investment management products and services.
Organization Overview:
Voting Interest
Morgan Stanley:Mitsubishi UFJ Financial Group = 51%:49%
Organization Diagram
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